Unifi Manager – Compliance, Legal, and Secretarial Unifi Manager – Compliance, Legal, and Secretarial
Job Title: Manager – Compliance, Legal, and Secretarial
Job Type: Full-Time
Location: Chennai
Organization Name: Unifi Capital
Group Profile:
Unifi Capital is one of India’s largest independent portfolio managers with a legacy of more than 22 years. The firm was founded with a focus on under-researched segments comprising over 400 listed firms, which has significantly paid off, leading to consistent investment outperformance.
Our combined AUM (as of May 2024) is USD 2.9 Bn across various SEBI- and IFSCA-regulated platforms - PMS, AIF, and Offshore. We serve about 11,000 diverse clients including institutions, family offices, and high-net-worth individuals, delivering consistent and superior returns.
But it's not just about the numbers. At Unifi Capital, we believe our people are the heart and soul of our success. About 25% of its 125-member team has been with the firm for over a decade, reflecting strong internal cohesion and commitment. We are headquartered in Chennai with offices in Mumbai, Bangalore, Hyderabad, Kolkata, and Delhi.
Job Summary:
We are seeking an experienced and well-qualified legal and compliance professional with exposure to securities laws and secretarial matters to join our team. The successful candidate will act as our legal counsel, an internal legal touchpoint, and help strengthen our governance practice.
Key Responsibilities:
· Independently undertake end-to-end contract management from drafting, reviewing to negotiating agreements with our business partners and investor-clients.
· Support the firm’s litigation management and provide legal and regulatory support to internal stakeholders on legal matters.
· Closely assist the Compliance officer in monitoring and reporting on changes in SEBI PMS/AIF/Broking regulations and advise on the impact of these changes.
· Strengthen Corporate Governance Practice by managing all aspects of the board of the Company including issue of Notices, preparation of Agenda and Minutes, and take necessarily follow up actions.
Educational Qualifications and Requirements:
· A qualified Company Secretary (CS) with an LLB (full-time) or an equivalent full-time degree in securities law from institutions of national reputation.
· Prior relevant experience on securities laws with an overall experience of 4 to 8 years.
· Excellent communication, interpersonal, and leadership skills
. Strong attention to detail
If you are an experienced securities law professional who is passionate about legal risk management and good corporate governance, we encourage you to apply for this opportunity with your latest resume.
Compensation: As per industry standards with potential for significant performance-based upside.
Legal Fundamentals