Compliance DP /KYC /Legal - Equity Markets / Capital Markets/ Demat Only Compliance DP /KYC /Legal - Equity Markets / Capital Markets/ Demat Only
A Full Service Discount broker is hiring for VP- Compliance and Operations
Job Location - Agra
Mandatory to Have: #Compliance Experience in #StockMarkets
Job Responsibilities
A key operations team member who would take the care of DP operations, Compliance , legal and KYC department
Managing a team of 8-10 persons comprising DP operations , Compliance , legal and KYC team
Managing day to operations relating to DP operations , Compliance team , legal & KYC team
Study the exchange compliance from time to time and implement them
Problem solving of issues relating to the team
Getting the exchange inspection conducted and coordinating with the exchange officials and lawyers from time to time
Desired Skills and Experience
compliance, Demat, KYC
Legal Fundamentals